Review of the HKMA's Work on Banking Stability

Annex: Review of the Hong Kong Monetary Authority’s Work on Banking Stability

Topic:

Supervisory Approach

Keyword: Systems/controls On-site examination Supervisory cooperation Off-site review SRP + Cross border activities CAMEL Risk appetite/limits Senior management/72B managers CEs/ACEs Board of Directors Residential properties Stress-testing Financial market infrastructure/FMI Payment/transfer Counterparty default risk Strategic/reputation risk Customer due diligence Retail wealth management Operational risk External auditors Regulatory reporting/disclosures Use of banking names Accessibility/Barrier-free/Disability Private wealth management Transaction monitoring LTV Non-secured credit Risk-weighting approach LFET Disclosure/Transparency Policies/procedures Non-SFO regulated investment products Suspicious transaction reporting Revocation/suspension Management information system -

Group: All Authorized Institutions