CIR

Current

銷售投資產品及處理客戶證券的指引

附件中的第3.3及3.4段已被金管局於2024年2月23日發布的「投資組合為本的合適性評估」通告所取代。

附件中的第4.4段已被金管局於2025年3月14日發布的「有關銷售累計期權的指引」通告所取代。

Issue Date:

23 Feb 2017

20170223-1-TC.pdf (2.3 MB)

Topic:

Wealth Management & MPF - Securities/investment products

Group: All Authorized Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• Annex

  Current

  23 Feb 2017

  附件 - 銷售投資產品及處理客戶證券的指引

Directly related Document

• Annex

  Current

  23 Feb 2017

  附件 - 銷售投資產品及處理客戶證券的指引

Cross referenced Document

Version History

Superseded Document

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