CIR

Current

Management Accountability at Registered Institutions

Issue Date:

16 Oct 2017

20171016-1-EN.pdf (80.5 KB)

Topic:

Corporate Governance - Board Directorship

Corporate Governance - Others

Wealth Management & MPF - Others

Group: All Authorized Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• Annex

  Current

  16 Oct 2017

  Annex 1 - Frequently Asked Questions
• Annex

  Current

  16 Oct 2017

  Annex 2 - Appendix

• SPM-SGL

  Current

  12 Sep 2025

  SB-1 Supervision of regulated activities of SFC-registered authorized institutions
• SPM-SGL

  Current

  01 Aug 2025

  CG-1 Corporate Governance of Locally Incorporated Authorized Institutions
• SPM-SGL

  Current

  24 May 2002

  CG-2 Systems of control for the appointment of managers

Directly related Document

• Annex

  Current

  16 Oct 2017

  Annex 1 - Frequently Asked Questions
• Annex

  Current

  16 Oct 2017

  Annex 2 - Appendix

Cross referenced Document

• SPM-SGL

  Current

  12 Sep 2025

  SB-1 Supervision of regulated activities of SFC-registered authorized institutions
• SPM-SGL

  Current

  01 Aug 2025

  CG-1 Corporate Governance of Locally Incorporated Authorized Institutions
• SPM-SGL

  Current

  24 May 2002

  CG-2 Systems of control for the appointment of managers

Version History

Superseded Document

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