SPM-SGL

Current

CG-1 Corporate Governance of Locally Incorporated Authorized Institutions

Issue Date:

01 Aug 2025

CG-1.pdf (863.0 KB)

Topic:

Corporate Governance - Board Directorship

Corporate Governance - Others

Group: Locally Incorporated Authorized Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• CIR

  Current

  01 Aug 2025

  Gazettal of revised SPM CG-1 on corporate governance

• SPM

  Current

  10 Apr 2025

  GL Glossary
• SPM-SGL

  Current

  24 Jan 2025

  CA-G-5 Supervisory Review Process
• SPM

  Current

  17 Jan 2025

  IN Introduction
• SPM-SGL

  Current

  13 Dec 2024

  CR-G-9 Exposures to Connected Parties
• SPM-NGL

  Current

  23 May 2024

  CG-6 Competence and Ethical Behaviour
• SPM-SGL

  Current

  09 Dec 2022

  CG-3 Code of Conduct
• SPM-NGL

  Current

  31 May 2022

  OR-2 Operational Resilience
• SPM-NGL

  Current

  30 Dec 2021

  GS-1 Climate Risk Management
• SPM-NGL

  Current

  29 Jul 2021

  CG-5 Guideline on a Sound Remuneration System
• SPM-NGL

  Current

  31 Oct 2017

  IC-2 Internal Audit Function
• SPM-SGL

  Current

  06 Oct 2017

  IC-1 Risk Management Framework
• SPM-NGL

  Current

  17 Dec 2008

  RR-1 Reputation Risk Management
• SPM-NGL

  Current

  12 Dec 2007

  SR-1 Strategic Risk Management
• SPM-NGL

  Current

  06 Nov 2003

  IC-3 Reporting Requirements Relating to Authorized Institutions’ External Auditors under the Banking Ordinance
• SPM-SGL

  Current

  24 May 2002

  CG-2 Systems of control for the appointment of managers
• SPM-SGL

  Current

  28 Dec 2001

  CG-4 Establishment of Overseas Banking Subsidiaries: §51A

• SPM-SGL

  Archive

  06 Oct 2017

  CG-1 Corporate Governance of Locally Incorporated Authorized Institutions V3
• SPM-SGL

  Archive

  21 Sep 2001

  CG-1 Corporate Governance of Locally Incorporated Authorized Institutions V1

Directly related Document

• CIR

  Current

  01 Aug 2025

  Gazettal of revised SPM CG-1 on corporate governance

Cross referenced Document

• SPM

  Current

  10 Apr 2025

  GL Glossary
• SPM-SGL

  Current

  24 Jan 2025

  CA-G-5 Supervisory Review Process
• SPM

  Current

  17 Jan 2025

  IN Introduction
• SPM-SGL

  Current

  13 Dec 2024

  CR-G-9 Exposures to Connected Parties
• SPM-NGL

  Current

  23 May 2024

  CG-6 Competence and Ethical Behaviour
• SPM-SGL

  Current

  09 Dec 2022

  CG-3 Code of Conduct
• SPM-NGL

  Current

  31 May 2022

  OR-2 Operational Resilience
• SPM-NGL

  Current

  30 Dec 2021

  GS-1 Climate Risk Management
• SPM-NGL

  Current

  29 Jul 2021

  CG-5 Guideline on a Sound Remuneration System
• SPM-NGL

  Current

  31 Oct 2017

  IC-2 Internal Audit Function
• SPM-SGL

  Current

  06 Oct 2017

  IC-1 Risk Management Framework
• SPM-NGL

  Current

  17 Dec 2008

  RR-1 Reputation Risk Management
• SPM-NGL

  Current

  12 Dec 2007

  SR-1 Strategic Risk Management
• SPM-NGL

  Current

  06 Nov 2003

  IC-3 Reporting Requirements Relating to Authorized Institutions’ External Auditors under the Banking Ordinance
• SPM-SGL

  Current

  24 May 2002

  CG-2 Systems of control for the appointment of managers
• SPM-SGL

  Current

  28 Dec 2001

  CG-4 Establishment of Overseas Banking Subsidiaries: §51A

Version History

• SPM-SGL

  Archive

  06 Oct 2017

  CG-1 Corporate Governance of Locally Incorporated Authorized Institutions V3
• SPM-SGL

  Archive

  21 Sep 2001

  CG-1 Corporate Governance of Locally Incorporated Authorized Institutions V1

Superseded Document

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