CIR

Current

Circular Issued by the Securities and Futures Commission (“SFC”) on Reminder of important obligations to ensure suitability and timely dissemination of information to clients

Issue Date:

27 Mar 2020

20200327-7-EN.pdf (250.7 KB)

Topic:

Miscellaneous - Covid-19 challenges

Wealth Management & MPF - Securities/investment products

Group: Registered Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• CIR

  Current

  25 Sep 2019

  Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
• CIR

  Current

  20 Dec 2012

  Applicability of Enhanced Measures to Sale of Investment Products to Corporate Customers
• CIR

  Current

  20 Jan 2012

  Applicability of Enhanced Measures to Sales of Investment Products to Private Banking Customers

Directly related Document

Cross referenced Document

• CIR

  Current

  25 Sep 2019

  Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
• CIR

  Current

  20 Dec 2012

  Applicability of Enhanced Measures to Sale of Investment Products to Corporate Customers
• CIR

  Current

  20 Jan 2012

  Applicability of Enhanced Measures to Sales of Investment Products to Private Banking Customers

Version History

Superseded Document

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