銀行專業資歷架構 ─ 合規

附件: 銀行專業資歷架構 ─ 合規附件（只備英文版本）

Topic:

Capacity Building - Enhanced competency framework

Internal Controls - Compliance function

Keyword: Regulatory reporting/disclosures Senior management/72B managers Policies/procedures Systems/controls Suspicious transaction reporting + Supervisory cooperation Assessment/feedback mechanisms Disclosure/Transparency Stress-testing Cross border activities Transaction monitoring Internal auditors -

Group: All Authorized Institutions