CIR

Current

Portfolio-based Approach to Suitability Assessment

Annex 1: Guidance on Adoption of Portfolio-based Approach to Suitability Assessment

Issue Date:

23 Feb 2024

20240223-2-EN.pdf (142.5 KB)

Topic:

Wealth Management & MPF - Securities/investment products

Group: Registered Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• CIR

  Current

  23 Feb 2024

  Portfolio-based Approach to Suitability Assessment
• Annex

  Current

  23 Feb 2024

  Annex 2 - Frequently Asked Questions on Portfolio-based Approach to Suitability Assessment (“PBA”)
• Annex

  Current

  23 Feb 2024

  Annex 3 - Previous guidance superseded

• CIR

  Current

  25 Sep 2019

  Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
• CIR

  Current

  25 Sep 2019

  Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
  
  Annex: Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products

Directly related Document

• CIR

  Current

  23 Feb 2024

  Portfolio-based Approach to Suitability Assessment
• Annex

  Current

  23 Feb 2024

  Annex 2 - Frequently Asked Questions on Portfolio-based Approach to Suitability Assessment (“PBA”)
• Annex

  Current

  23 Feb 2024

  Annex 3 - Previous guidance superseded

Cross referenced Document

• CIR

  Current

  25 Sep 2019

  Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
• CIR

  Current

  25 Sep 2019

  Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
  
  Annex: Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products

Version History

Superseded Document

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