CIR

Current

Portfolio-based Approach to Suitability Assessment

Annex 3: Previous guidance superseded

Issue Date:

23 Feb 2024

20240223-4-EN.pdf (107.9 KB)

Topic:

Wealth Management & MPF - Securities/investment products

Group: Registered Institutions

• Directly related Document
• Cross referenced Document
• Version History
• Superseded Document

Directly related Document

• CIR

  Current

  23 Feb 2024

  Portfolio-based Approach to Suitability Assessment
• Annex

  Current

  23 Feb 2024

  Annex 1 - Guidance on Adoption of Portfolio-based Approach to Suitability Assessment
• Annex

  Current

  23 Feb 2024

  Annex 2 - Frequently Asked Questions on Portfolio-based Approach to Suitability Assessment (“PBA”)

Directly related Document

• CIR

  Current

  23 Feb 2024

  Portfolio-based Approach to Suitability Assessment
• Annex

  Current

  23 Feb 2024

  Annex 1 - Guidance on Adoption of Portfolio-based Approach to Suitability Assessment
• Annex

  Current

  23 Feb 2024

  Annex 2 - Frequently Asked Questions on Portfolio-based Approach to Suitability Assessment (“PBA”)

Cross referenced Document

Version History

Superseded Document

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